Supervisory Control Specialist

Responsibilities

• Participate and consult regarding policies, procedures, controls, tools, and training
• Review and analyze controls to manage high-risk investment strategies and complex products
• Evaluate resources to monitor risk and exercise independent judgment to guide process improvements and technology enhancements
• Present recommendations for resolving complex analysis in search of current and best practices
• Gather and analyze data to identify trends and present analysis through meaningful statistics
• Collaborate and consult with Financial Advisors, Management, Market Leaders, and various Business Units

Requirements

• 2+ years of experience in Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, or equivalent
• Successfully completed FINRA Series 7, 9/10, and 66 examinations (or FINRA recognized equivalents)
• Ability to travel up to 25 percent of the time

Preferred Qualifications

• 2+ years of financial services industry experience
• Experience in compliance or broker-dealer governance
• Experience partnering with business, compliance, and supervision partners to resolve complex issues
• Strong negotiation, conflict-management, and decision-making skills
• Ability to manage multiple and competing priorities

Benefits

• Health benefits
• 401(k) Plan
• Paid time off
• Disability, life, critical illness, and accident insurance
• Parental and critical caregiving leave
• Tuition reimbursement and scholarships for dependent children
• Commuter benefits

About the Company

Wells Fargo & Company (NYSE: WFC) is a leading financial services company with approximately $2.1 trillion in assets. We provide a diversified set of banking, investment, and mortgage products and services through our four reportable operating segments: Consumer Banking and Lending, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management.