
Posted 14 hours ago
SOW Uplift Specialist
UBS
Requirements
Financial Institutions experience, SG/HK regulatory landscape knowledge, Source of Wealth understanding, Documentation processing experience, Strong risk and control mindset, Analytical problem-solving skills
Skills
risk managementCompliance
About the role
Responsibilities
- Ensure adherence to regulations, guidelines, standards, and UBS policies within the Wealth Management Support Office.
- Contribute to the continuous improvement of processes and services by proposing new, efficient ideas.
- Act as a key support pillar for the successful delivery of major regulatory-driven programs.
- Partner with front-to-back stakeholders to define practical solutions that meet internal policies and regulatory requirements.
- Maintain high attention to detail when updating relevant systems and managing documentation.
Requirements
- Experience working within Financial Institutions, specifically in documentation processing roles.
- Knowledge of the Singapore (SG) and Hong Kong (HK) regulatory landscapes.
- Strong understanding of Source of Wealth (SOW) requirements and processes.
- A strong risk and control mindset with a structured, logical approach to analysis and problem-solving.
- Ability to work under pressure to meet strict deadlines in a dynamic environment.
- Excellent communication skills and a collaborative, team-oriented attitude.
About the Company
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We provide diversified asset management solutions and focused investment banking capabilities, operating in more than 50 markets around the globe. We place collaboration at the heart of everything we do to drive ongoing success for our clients and our people.
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UBS · Pune
