
Posted 18 hours ago
Senior Manager, Corporate Functions Compliance Testing
Scotiabank
Requirements
BA or international equivalent, CPA, CFA, MBA, or CISA designation, 7+ years compliance, audit, or regulatory exam experience, 3+ years in testing or audit, Knowledge of Corporate Functions regulatory requirements, Fluency in Spanish preferred
Skills
ComplianceAuditrisk management
About the role
Responsibilities
- Lead and oversee the scope and execution of compliance testing for Corporate Functions across international jurisdictions and Canada.
- Develop, support, and execute the annual testing plan in coordination with local compliance counterparts, first line, and internal audit.
- Identify potential violations or risks of non-compliance and provide recommendations to mitigate risk.
- Report testing status and results to Senior Management, escalating potential issues and exceptions.
- Build and maintain strategic relationships with key contacts in Business Lines and Corporate Functions to ensure alignment across the three lines of defense.
- Validate management actions taken to remediate and ensure the sustainability of closed testing issues.
- Drive a high-performance, inclusive environment by coaching and developing team members.
Requirements
- BA or international equivalent with a professional designation such as CPA, CFA, MBA, or CISA.
- Minimum of 7+ years of experience in compliance, audit, or regulatory exam support.
- At least 3+ years of direct experience in testing or audit functions.
- Deep knowledge of Corporate Functions (e.g., Finance, HR, IT, Legal, Risk Management) and related regulatory requirements.
- Strong analytical, leadership, and relationship management skills.
- Excellent written and verbal communication skills, with the ability to interact with Senior Executives.
- Fluency in Spanish is preferred.
Benefits
- Competitive compensation and a comprehensive benefits plan.
- Opportunities for professional growth and internal training.
- A collaborative and inclusive work environment within a forward-thinking organization.
About the Company
Scotiabank is a leading bank in the Americas, dedicated to helping customers, families, and communities achieve success through a broad range of financial products and services, including personal and commercial banking, wealth management, and capital markets.
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Get started — it's freeSenior Manager, Corporate Functions Compliance Testing
Scotiabank · Toronto
