Responsible Officer

Responsibilities

• Serve as the Responsible Officer for SFC Type 4 (Advising on Securities) and Type 9 (Asset Management) regulated activities.
• Oversee corporate asset investment activities to ensure full adherence to SFC regulations, circulars, and operational guidelines.
• Conduct ongoing compliance monitoring against the Securities and Futures Ordinance (SFO), SFC Codes and Guidelines, and internal governance policies.
• Provide support for regulatory reporting and respond to SFC inquiries on an ad-hoc basis.
• Oversee SFC licensing applications, renewals, and ongoing maintenance to safeguard seamless business operations.

Requirements

• Must hold an unconditional SFC Responsible Officer endorsement for Type 4 and Type 9 regulated activities.
• Bachelor’s degree in Finance, Accounting, Law, or Business Management.
• At least 3 years of licensing and regulatory compliance experience within asset management or relevant financial services.
• Proven RO experience is highly preferred.
• Proficient in spoken and written English and fluent in Cantonese for professional communication.
• High ethical standards with a clean professional track record free from adverse disciplinary records with the SFC.

Benefits

• Opportunities for career growth and professional learning within a leading real asset manager.
• A collaborative culture focused on collective success and breaking down functional silos.
• An environment that values integrity, accountability, and long-term excellence.

About the Company

ESR is a leading Asia-Pacific real asset owner and manager focused on logistics real estate, data centres, and energy infrastructure. Through our fully integrated real asset fund management and development platform, we create value and growth opportunities for a global portfolio of investors across Asia-Pacific and Europe.