
Posted 24 days ago
Regulatory Reporting Team Lead
State Street
Requirements
Graduate or Post Graduate in Finance or Business Management, 3-7 years of experience, Understanding of EMIR, MiFID II, SFTR, CFTC, ASIC, MAS, Familiarity with trade lifecycle (Equities, Fixed Income, Derivatives, FX), Experience with DTCC or TRAX, Advanced MS Excel and PowerPoint
Skills
ComplianceFinance
About the role
Responsibilities
- Ensure accurate and timely submission of trade and transaction reports in compliance with global regulations such as EMIR, MiFID II, SFTR, and ASIC
- Monitor and reconcile reporting data across internal systems and external platforms to resolve discrepancies
- Conduct root cause analysis for reporting errors and implement corrective actions to prevent recurrence
- Monitor changes in regulatory requirements and assess their impact on existing reporting processes
- Provide guidance, training, and leadership to team members regarding regulatory standards
- Drive process improvements and automation initiatives to enhance operational efficiency and reduce risk
- Collaborate with Compliance, Legal, Risk, and Technology teams to implement regulatory changes and system enhancements
- Lead or support regulatory reporting projects, system upgrades, and UAT processes
Requirements
- Graduate or Post Graduate degree in Finance or Business Management
- 3-7 years of relevant experience in regulatory reporting or financial operations
- Strong understanding of global regulatory regimes including EMIR, MiFID II, SFTR, CFTC, ASIC, and MAS
- Familiarity with the trade lifecycle across various asset classes including Equities, Fixed Income, Derivatives, and FX
- Experience working with regulatory reporting platforms such as DTCC or TRAX
- Advanced proficiency in MS Excel and PowerPoint
- Strong analytical mindset with high attention to detail and data accuracy
About the Company
State Street is one of the largest custodian banks, asset managers, and asset intelligence companies in the world. For more than two centuries, we have helped institutional clients safeguard and steward their investments through investment servicing, data and analytics, research, and trading.
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State Street · Bangalore
