Registered Client Service Associate

Responsibilities

• Assist advisors in servicing clients by preparing financial plans, conducting investment research, and completing trades and transactions
• Manage client meeting logistics, including scheduling, building agendas, summarizing meetings, and providing vital follow-up
• Oversee new business paperwork, including preparing forms, obtaining signatures, tracking insurance applications, and coordinating rollovers
• Coordinate marketing events by crafting compliance documentation and managing reimbursement processes
• Perform administrative duties such as processing expense reports, preparing client correspondence, and maintaining client files

Requirements

• Bachelor's degree or equivalent
• 3-5 years of relevant experience in a client service environment
• Series 7 license or the ability to obtain it within 150 days
• State securities agent registration (S63 or S66) or the ability to obtain it within 150 days
• Strong math, analytical, and organizational skills
• Ability to manage multiple priorities independently with minimal supervision
• Proficiency with computer software and strong communication skills

Preferred Qualifications

• State IAR registration (S65 or S66) or ability to obtain within 150 days
• Life, Accident, and Health licenses & Variable Contracts or ability to obtain within 150 days

About the Company

Ameriprise Financial is a diversified financial services leader with more than $1.5 trillion in assets under management, administration, and advisement. With a team of 22,000 people across 19 countries, we serve more than 3.5 million clients globally. We are a longstanding leader in financial planning, asset management, and insurance, dedicated to fostering meaningful careers and making a difference for our clients and communities.