Private Client Investment Associate

Responsibilities

• Support the Advisor's book of business by facilitating operational requests including account opening, money movement, and investment trades
• Build and maintain client relationships by resolving issues, providing up-to-date information, and assisting with wealth planning
• Assist in managing relationship and account reviews and prepare accurate performance reports
• Engage in Risk Management procedures, including Know Your Customer (KYC) protocols and account inquiries
• Support business unit operational procedures and ensure compliance with all documentation requirements
• Prioritize daily tasks to consistently meet deadlines and foster a positive team culture

Requirements

• Valid and active Series 7 license (or ability to obtain within 120 days of employment)
• Valid and active Securities Industry Essential (SIE) exam (if registered after October 1, 2018)
• Ability to obtain a valid and active Series 66 (63/65) and Life and Health Insurance license within 120 days of starting the role

Benefits

• Competitive total rewards package including base salary and potential commission-based or discretionary incentive compensation
• Comprehensive health care coverage
• Retirement savings plans
• Tuition reimbursement and mental health support
• Financial coaching and on-site health and wellness centers

About the Company

J.P. Morgan Chase is a leading global financial services firm helping millions of households and small businesses achieve their financial goals. Through our Wealth Management division, we provide cutting-edge digital technology and expert investment solutions to meet the diverse needs of our clients.