Operational Regulatory Support Associate

Responsibilities

• Execute business-as-usual processes aligned to regulatory obligations, including reporting support, reconciliations, and exception management
• Support Securities Financing Transactions Regulation reporting routines and coordinate timely remediation
• Perform Client Assets Sourcebook operational oversight activities and documentation upkeep
• Monitor Central Securities Depositories Regulation settlement discipline routines and produce management information
• Coordinate Markets in Financial Instruments Directive operational requirements and data quality checks
• Investigate breaks and exceptions using root-cause analysis and track corrective actions
• Maintain and improve procedures, control descriptions, and operational playbooks
• Prepare audit narratives and deliver organized evidence for internal and external reviews
• Participate in change delivery, including user acceptance testing and control implementation

Requirements

• Experience in Operations, Middle Office, Securities Finance, Collateral, or Settlements
• Working knowledge of regulatory frameworks like CASS, SFTR, CSDR, or MiFID
• Ability to produce audit-ready outputs with strong attention to detail
• Capability to investigate issues and apply root-cause analysis
• Proficiency in Microsoft Excel (pivot tables and formulas) and PowerPoint
• Strong written and verbal communication skills
• Ownership mindset and execution discipline

Preferred Qualifications

• Direct experience with SFTR reporting or exception management
• Direct experience with Client Assets Sourcebook controls and reviews
• Direct experience with CSDR settlement discipline monitoring
• Direct experience with MiFID operational recordkeeping
• Understanding of Securities Finance products like repurchase agreements and stock loans
• Familiarity with operational risk and control frameworks

About the Company

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors.