Financial Services Tech Consulting Compliance Data Senior

Responsibilities

• Support investment compliance platform implementations, upgrades, and transformation initiatives by validating data requirements.
• Analyze and validate security master, issuer, benchmark, account, portfolio, and reference data.
• Perform SQL-based analysis to investigate data quality issues and support implementation testing.
• Support data mapping, conversion, and integration efforts across compliance, portfolio management, and market data platforms.
• Conduct root cause analysis of compliance exceptions and monitoring discrepancies to identify data-related drivers.
• Partner with compliance, operations, and technology stakeholders to ensure data supports intended compliance outcomes.
• Support System Integration Testing (SIT), User Acceptance Testing (UAT), and production readiness activities.
• Document data requirements, mapping specifications, reconciliation procedures, and testing results.

Requirements

• Bachelor's degree in Finance, Business, Information Systems, Data Analytics, Engineering, or a related field.
• 3+ years of experience supporting investment management, investment compliance, or compliance technology implementations.
• Strong SQL skills with experience analyzing and validating complex investment data sets.
• Experience working with investment data domains including securities, issuers, benchmarks, accounts, and positions.
• Understanding of how investment data supports pre-trade and post-trade compliance monitoring processes.
• Experience participating in implementation projects, platform migrations, or technology transformations.

Preferred Qualifications

• Experience with Charles River Development (CRD), Aladdin, Bloomberg AIM, or Sentinel.
• Familiarity with compliance monitoring frameworks and investment guideline oversight.
• Knowledge of equity, fixed income, derivatives, and multi-asset investment products.
• Understanding of benchmark, issuer hierarchy, and security classification concepts.

Benefits

• Competitive compensation package based on performance and experience.
• Flexible hybrid work model (expectation to work in person 40-60% of the time).
• Comprehensive medical and dental coverage.
• Pension and 401(k) plans.
• Flexible vacation policy including designated EY paid holidays and personal/family care leave.

About the Company

EY is a global leader in assurance, consulting, tax, and strategy services. We are dedicated to building a better working world by helping clients shape the future with confidence through the use of data, AI, and advanced technology.