
Posted a day ago
Financial Brand Branch Manager
moomooFinancial Brand Branch Manager
Perks & benefits
Health InsuranceMedical InsurancePaid Leave
Requirements
Active FINRA Series 7 license, Active FINRA Series 24 license, 3+ years leadership experience in financial services, Knowledge of equities and options trading
Skills
ComplianceFinanceBankingFinancial AnalysisFinancial Modelingrisk managementKYC
About the role
Responsibilities
- Oversee daily operations of the NYC Brand Store and ensure an outstanding client experience
- Lead, coach, and develop a team of financial customer experience associates
- Develop and execute sales strategies to increase store traffic and account openings
- Host in-store events, product demonstrations, and investor education sessions
- Serve as the escalation point for complex customer inquiries regarding equities and options
- Ensure all activities comply with FINRA, SEC, and internal regulatory policies
- Supervise licensed activities in accordance with FINRA regulations
Requirements
- Active FINRA Series 7 and 24 licenses
- 3+ years of leadership experience in financial services, brokerage, or fintech
- Strong understanding of equities markets, options trading, and brokerage operations
- Proven experience managing teams and delivering sales or service results
Preferred Qualifications
- Experience in brokerage branch leadership or client-facing financial advisory roles
- Personal trading experience and passion for the U.S. stock market
- Strong presentation and client relationship management skills
Benefits
- Competitive salary and performance-based bonuses
- Comprehensive benefits package including health, dental, and retirement plans
- Opportunities for professional growth and development
About the Company
Futu US Inc. is a leader in financial services, operating SEC-registered broker-dealers and a cryptocurrency brokerage under Futu Holdings Limited (Nasdaq: FUTU). Moomoo aims to democratize finance through a digitized brokerage and wealth management platform.
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moomoo · New York
