Email Reviewer Analyst

Responsibilities

• Act as a compliance and operational risk control subject-matter expert for a centralized group supervising electronic communication activity.
• Perform first-line-of-defense activities in relation to consequential risks.
• Ensure risk frameworks are designed effectively and operating as intended.
• Deliver monthly reports providing insights into risk profiles regarding electronic reviews for specific market areas.
• Provide business management with the necessary controls, tools, frameworks, and information to manage electronic communication risks.

Requirements

• University degree.
• 1-3 years of experience within the financial industry, specifically in risk management, risk control, audit, or compliance/supervision.
• Strong analytical skills with the ability to provide practical solutions for minimizing risk.
• Result-oriented and assertive mindset, capable of handling challenging situations.

Preferred Qualifications

• Series 7 or 66 Licenses.
• Multi-lingual capabilities.

About the Company

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We provide diversified asset management solutions and focused investment banking capabilities, operating in more than 50 markets around the globe. We place collaboration at the heart of everything we do to deliver world-class services to our clients.