Compliance Specialist

Responsibilities

• Support the design, implementation, and maintenance of AFM and DNB-related compliance frameworks, policies, and procedures
• Monitor regulatory developments including MiFID II, MAR, DORA, and algorithmic trading
• Conduct ongoing compliance monitoring, thematic reviews, and internal control assessments
• Act as a trusted advisor to the business on compliance risks related to trading activities
• Assist in preparing and reviewing regulatory filings and notifications for AFM and DNB
• Manage communications with regulators, including audits and information requests
• Create tailored compliance training sessions for traders, developers, and support teams

Requirements

• Approximately 3 years of professional experience at AFM or DNB
• Good knowledge of Dutch and EU financial regulatory landscape (MiFID II, MAR, DORA)
• Ability to conduct gap analysis and assess compliance programs
• Analytical skills and ability to interpret regulatory expectations

Preferred Qualifications

• Experience with trading venues, market structure, algorithmic trading, or derivatives markets

About the Company

Radix Trading is a fast-paced proprietary trading firm regulated by the Autoriteit Financiële Markten (AFM) and De Nederlandsche Bank (DNB).