Compliance Officer

Responsibilities

• Own the marketing material review and approval process for high volumes of marketing materials, due diligence questionnaires, social media, and investor relations materials
• Act as a key advisor on the SEC Marketing Rule for private fund and separately managed account marketing
• Manage and maintain the Global Capital Markets compliance program
• Manage and drive regulatory reporting obligations such as ADV and Form PF
• Design and draft policies and procedures and lead new compliance initiatives
• Enhance compliance workflows by collaborating with Engineering to utilize technology and AI
• Review regulatory developments and implement procedures to ensure platform compliance

Requirements

• 5+ years of relevant compliance experience at an asset manager or private fund investment adviser
• Strong understanding of SEC Marketing Rule and its application in private fund marketing
• Bachelor's Degree
• Strong analytical and problem-solving skills
• Strong written and oral communication skills

Preferred Qualifications

• MBA and/or JD
• Ability to handle multiple tasks simultaneously and work under pressure
• Experience working in a team environment across multiple offices

About the Company

Founded in 2009, Sixth Street is a leading global investment firm dedicated to developing themes and offering solutions to companies across all stages of growth.