Compliance Officer & MLRO

Responsibilities

• Design, review, and revise compliance policies, procedures, and internal controls to ensure alignment with regulatory requirements.
• Oversee client onboarding, trade surveillance, conduct of business monitoring, and regulatory reporting.
• Conduct due diligence and ongoing AML reviews for new and existing clients and business partners.
• Serve as the primary point of contact for regulators regarding AML/CFT and sanctions-related matters.
• Monitor and enhance systems to identify and mitigate AML risks.
• Prepare compliance reports for senior management, auditors, and external regulatory bodies.
• Review marketing materials to ensure compliance with regulatory and scheme requirements.
• Oversee and monitor compliance progress across multiple entities in different jurisdictions.

Requirements

• Minimum of 5 years of industry experience, with at least 2 years in a compliance and AML-focused role within wealth management or investments.
• Strong knowledge of ADGM or DIFC regulatory frameworks (particularly Category 3C or Category 4).
• Professional qualification such as CISI or ACAMS.
• Bachelor’s degree from a reputable institution.
• Exceptional written and verbal communication skills in English.
• Strong technical knowledge of AML/CFT, sanctions, conduct of business rules, FATCA/CRS, and data protection.

About the Company

Raseed brings down barriers to creating wealth by making investing easy, simple, and affordable for our users to trade and invest.