B
Posted 21 hours ago
Compliance Officer
Bonanza Portfolio LtdCompliance Officer
Requirements
Post-graduate degree in Finance or Law, 5+ years experience in capital markets, Expertise in regulatory compliance, Experience in BFSI or Broking
Skills
ComplianceAMLCapital Markets
About the role
Responsibilities
- Ensure compliance with IFSCA regulations and AML/CFT processes
- Lead client operations and risk management to safeguard business interests
- Drive business growth initiatives and expand distribution networks
- Manage regulatory compliance and reporting with SEZ, IFSCA, Exchanges, and other authorities
- Prepare and maintain policies, SOPs, and internal notes to ensure robust compliance frameworks
- Collaborate with business and operations teams to ensure compliance requirements are integrated seamlessly
Requirements
- Post-graduate or professional degree in Finance, Law, or related fields
- Minimum 5+ years of experience in capital markets or financial services
- Strong expertise in regulatory compliance and leadership roles
- Prior experience in Broking Firms, NBFCs, Insurance, or BFSI sector preferred
Preferred Qualifications
- In-depth knowledge of capital market regulations and financial services compliance
- Strong leadership, decision-making, and stakeholder management skills
- Excellent communication and documentation abilities
ScoutJobs Agent
Get matches like this delivered daily
Sign up free — we'll pull jobs that fit your CV from across the web and rank them for you.
Get started — it's freeCompliance Officer
Bonanza Portfolio Ltd · Gandhinagar