Compliance Analyst

Responsibilities

• Coordinate trader licensing processes and track required industry exams
• Manage continuing education requirements and ensure timely completion
• Handle individual registrations with the appropriate Susquehanna entity
• Maintain accurate records of licensee status and upcoming renewal deadlines
• Administer the personal trading policy on a day-to-day basis
• Serve as a point of contact for employee inquiries regarding compliance policies
• Conduct routine reviews to identify and address potential compliance gaps
• Escalate issues as appropriate and support ongoing policy improvements

Requirements

• 5+ years of experience in roles involving critical thinking, coordination, or project management
• Bachelor's degree
• Proficiency in Excel and SQL for data-driven reviews and reporting
• High attention to detail and meticulous accuracy in documentation
• Ability to handle sensitive and confidential information with discretion
• Strong communication skills for fielding inquiries from employees across the firm

About the Company

Susquehanna is a global quantitative trading firm powered by scientific rigor, curiosity, and innovation. Our culture is intellectually driven and highly collaborative, bringing together researchers, engineers, and traders to design and deploy impactful strategies in our systematic trading environment.