Compliance Analyst

Responsibilities

• Provide administrative support to the Regulatory Inquiries and Exams team and broader Legal and Compliance team
• Manage the intake, tracking, and submission of responses to regulatory requests and examination workflows
• Maintain, organize, and update internal databases and tracking systems
• Monitor deadlines, maintain documentation, and manage record-keeping and filings
• Assist in creating and documenting internal processes and implementing efficiency improvements
• Facilitate data collection and provision to various stakeholders
• Act as a liaison between the compliance team and stakeholders including traders, technologists, and engineers

Requirements

• Undergraduate degree
• 3+ years of administrative or paralegal experience
• Experience with corporate or financial transactions at a trading firm, hedge fund, law firm, or private equity firm
• Proficiency with databases, project management, and AI tools
• Excellent computer skills including MS Word, Excel, Google Workspace, and web-based portals
• Licensed notary or willingness to become one
• Strong organizational and communication skills