Chief AML Officer

Responsibilities

• Lead and execute the firm-wide AML compliance program, serving as the primary point of contact for regulators, FinCEN, and law enforcement.
• Manage a large team of approximately 200 personnel, primarily based in Chicago.
• Maintain and update written policies and procedures to ensure adherence to BSA, USA PATRIOT Act, and other global regulatory requirements.
• Guide in-house developers in designing and enhancing exception-based surveillance reports and AML transaction monitoring systems.
• Partner with Legal and Compliance teams to respond to regulatory inquiries and execute remedial action plans following audits.
• Collaborate with New Accounts and Enhanced Due Diligence teams to calibrate and implement KYC procedures.
• Drive efficiency and automation within AML systems to reduce manual workloads and improve alert analysis.

Requirements

• 7–10+ years of AML compliance experience, ideally within a large broker-dealer or international financial institution.
• Proven experience managing large AML compliance teams.
• Deep understanding of FINRA, SEC, CFTC, and FinCEN regulatory requirements for broker-dealers.
• CAMS certification (or equivalent) is required.
• Strong technology aptitude with experience using AML transaction monitoring and case management tools.
• Excellent written and verbal communication skills with the ability to design solutions that balance regulation with business judgment.

Preferred Qualifications

• Series 24 registration or the ability to obtain it promptly.
• Strong academic background in a relevant field.

Benefits

• Competitive salary ($200,000 - $300,000 base range) plus annual performance-based bonus and stock grants.
• Comprehensive health, dental, and vision benefits, including company-paid medical premiums.
• 401(k) retirement plan with competitive company match.
• Daily company lunch allowance and fully stocked kitchen.
• Professional development through education reimbursement and learning opportunities.
• Corporate events, team outings, and wellness programs.

About the Company

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a leading global financial services company at the forefront of financial innovation. We provide advanced electronic brokerage services to clients in over 200 countries and territories, serving individual investors and major institutions alike. Recognized for our cutting-edge technology and commitment to client success, we offer a dynamic, multi-national environment for professionals looking to make an impact in the financial industry.