Business Execution Consultant - Product Governance & Business Risk Qualified Supervisor Team

Responsibilities

• Act as a registered principal to review, analyze, edit, and approve retail communications, advertising, sales literature, and social media for regulatory and firm policy adherence.
• Review material produced by the Investment Solutions Center of Excellence (IS COE), including publications from the Wells Fargo Investment Institute (WFII).
• Execute supervisory procedures and evaluate the adequacy and effectiveness of internal controls and policies.
• Coordinate risk projects and participate in the planning and execution of various programs and initiatives.
• Monitor key indicators to ensure effective performance and control management of assigned business groups.
• Identify efficiencies and cost-saving opportunities through regular reviews of process improvements and technology enhancements.

Requirements

• 2+ years of experience in Business Execution, Implementation, or Strategic Planning.
• Successfully completed the FINRA Series 7 exam to qualify for immediate registration.
• Ability to support morning publishing reviews starting at 5 a.m. CT (6 a.m. ET).
• Ability to obtain and maintain required FINRA licenses, including the Series 24 within 90 days of hire if not already held.

Preferred Qualifications

• Successfully completed FINRA Series 24, Series 16 (Supervisory Analyst), or Series 86/87 (Research Principal) examinations.
• Knowledge of FINRA and SEC Research and advertising rules.
• Experience with Wells Fargo’s Compliance application (RedOak).
• BS in Business, Finance, Economics, or a related field.
• Strong negotiation, conflict management, and decision-making skills.

Benefits

• Health benefits and 401(k) Plan.
• Paid time off and parental leave.
• Disability, life, critical illness, and accident insurance.
• Tuition reimbursement and scholarships for dependent children.
• Commuter benefits and adoption reimbursement.

About the Company

Wells Fargo & Company (NYSE: WFC) is a leading financial services company with approximately $2.1 trillion in assets. We provide a diversified set of banking, investment, and mortgage products and services through our four reportable operating segments: Consumer Banking and Lending, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management.