Associate/Associate Director, Operational Risk and Control

Responsibilities

• Assist in the design and execution of ISAE3402 Type 1 and Type 2 control assurance reports
• Monitor and report on key risk remediation progress
• Support risk and control design and effectiveness reviews for high-risk processes
• Align risk and control data for risk events, assessments, and third-party risks
• Support the design and development of GRC system capabilities
• Develop operational risk guidance including RCSA, Change Risk, and Risk Issue approaches
• Support the implementation of risk management policies such as Risk Appetite and KRI development
• Coordinate responses to internal and external audit requests

Requirements

• 6+ years of experience in Operational Risk within financial services
• Experience in private finance or asset management preferred
• Expertise in Operational Risk methodologies (RCSA, Risk Identification, Control Assurance)
• Experience using GRC tools
• Proven track record of stakeholder engagement and influencing change
• Strong IT skills, particularly Microsoft Office and SharePoint
• Fluent in English

Preferred Qualifications

• Experience leading agile change initiatives
• Ability to deploy AI opportunities across Operational Risk processes

About the Company

Pemberton Asset Management is a leading European private credit manager managing USD $28.8bn in AuM. They provide innovative private credit solutions for LPs and GPs through a global network of offices.