Associate Financial Advisor

Responsibilities

• Partner closely with the Lead Advisor and client service team to deliver a seamless client experience
• Own day-to-day client interactions, including meeting preparation, follow-up, and ongoing service needs
• Support financial planning processes, portfolio reviews, and related operational activities
• Act as a liaison between advisors, clients, and internal teams to address urgent requests
• Participate in and lead client meetings as appropriate
• Coordinate the onboarding of new clients in partnership with the client service team
• Maintain accurate client records and documentation within Salesforce
• Collaborate with tax, legal, and insurance professionals to support holistic client needs
• Ensure strict compliance with regulatory standards and internal policies

Requirements

• Bachelor's degree or equivalent experience
• 7+ years of related professional experience
• Series 65 or CFP designation (CFP preferred)
• Proficiency with financial planning software such as eMoney, MoneyGuidePro, or Naviplan
• Experience using CRM systems, specifically Salesforce
• Strong client service mindset with excellent communication and organizational skills
• Must be authorized to work in the United States
• Ability to successfully complete a credit and criminal background check

Benefits

• Estimated base salary range of $133,000 – $183,000 per year
• Company-funded ESOP
• Strong retirement plans
• Tuition reimbursement
• Comprehensive healthcare, dental, and vision coverage
• Generous Paid Time Off (PTO)
• Eligibility for variable pay including bonuses and long-term incentives

About the Company

NorthRock Partners helps people reach their potential through impactful advice. Our Personal Office® model integrates financial and lifestyle guidance tailored to each client’s unique goals.