Assistant Manager - Portfolio Control & Monitoring

Responsibilities

• Support the Global Investment Compliance Team by reviewing, analyzing, and advising on investment guidelines for institutional and retail products
• Investigate and resolve post-trade violations, including performing root-cause analysis of daily compliance alerts and warnings
• Classify compliance breaches, report them to relevant stakeholders, and track resolutions in line with internal policies
• Perform regulatory breach reviews relating to UCITS, SICAV, MPF, and Investment Company Act of 1940 requirements
• Coordinate with Portfolio Managers and Investment Specialists to investigate and resolve fund-level breaches
• Execute manual compliance monitoring activities and manual test execution for items not supported by automated systems
• Enhance compliance monitoring by reducing false positives and improving automated monitoring processes
• Liaise with global Investment Compliance colleagues, Legal, Product, and Client Service teams to ensure accurate implementation of restrictions
• Prepare and maintain documentation to evidence reviews and demonstrate robust processes for breach management

Requirements

• 6+ years of experience in the investment management industry, preferably in investment compliance
• Proven experience in investment compliance guideline monitoring
• Strong knowledge of Equities, Fixed Income, and Derivatives
• Understanding of regulatory frameworks including UCITS, SICAV, MPF, and the Investment Company Act of 1940
• Excellent problem-solving skills with high attention to detail and the ability to work under pressure
• Strong business-level verbal and written English communication skills
• Ability to work both independently and as a positive team player

Preferred Qualifications

• CFA or FRM designation
• Bachelor’s degree in Business or Commerce
• Experience with rule coding for compliance monitoring systems

About the Company

Fidelity International has been helping clients build better financial futures for over 50 years. We work together across the globe to support our clients and each other, fostering a culture of motivation and professional development.