AML Manager

Responsibilities

• Lead the Onboarding team's daily functions, ensuring accuracy, punctuality, and high service standards for clients and stakeholders.
• Serve as the primary escalation point for a wide range of AML/KYC activities and oversee daily operations within Investor Services.
• Manage the daily Transaction Monitoring process for all administered funds and ensure issues are addressed per established procedures.
• Supervise and mentor direct reports through regular one-on-one meetings and annual performance reviews to foster professional development.
• Oversee multiple concurrent projects, including static data clean-ups, investor migrations, FICA remediations, and technical enhancements.
• Contribute to the development, updating, and review of internal AML and KYC procedures to ensure alignment with regulatory expectations.
• Prepare and distribute internal and external reports, such as AML statistics for board and regulatory reporting.
• Ensure FATCA/CRS compliance and support audit and regulatory activities by validating required samples.
• Participate in the Client Due Diligence (CDD) process, focusing on high-risk clients.

Requirements

• Minimum of 2-3 years of experience in a managerial role within an AML function.
• Proven people leadership capabilities within an operational environment.
• Comprehensive understanding of AML, KYC, and Investor Services processes, including the regulatory landscape.
• Strong research and analytical skills with the ability to produce clear, accurate findings and succinct conclusions.
• Exceptional written and verbal communication skills for engaging with clients, investors, and senior management.

Preferred Qualifications

• Background in system migrations and a track record of driving operational improvements through technical innovation.
• Relevant degree or an International Compliance Association Diploma in Anti-Money Laundering or Compliance.
• Experience with Enhanced Due Diligence (EDD) processes and High-Risk Jurisdictions.

About the Company

Prescient is a multinational financial services business providing investment management, stockbroking, platform and administration services, and retirement solutions. Prescient Fund Services focuses on delivering exceptional expertise and meticulous service within the financial services sector.