Alternative Ops Transfer Agency, Senior Associate

Responsibilities

• Lead the management of the Investor Anti-Money Laundering (AML) and FATCA/CRS Team
• Provide technical and operational leadership to ensure case managers follow established policies and procedures
• Manage and develop strong client relationships, acting as a primary point of contact for queries and escalations
• Oversee new and ongoing investor populations to ensure timely reviews and regulatory compliance
• Drive the development and implementation of procedures to meet internal controls and external regulatory requirements
• Perform final review and quality assurance on appointed client investor files
• Support client servicing through board reports, presentations, and onsite due diligence visits
• Monitor team performance and provide developmental opportunities for direct reports

Requirements

• Degree in Finance, Business, or a related field
• Minimum of 2 years of experience in Finance or Fund Administration, preferably within Investor Services or Transfer Agency
• Strong understanding of AML, FATCA, and CRS regulations and global compliance standards
• Proven experience in client relationship management
• Proficiency in Microsoft Office applications, particularly Microsoft Excel
• Ability to work effectively under pressure and meet tight deadlines

Preferred Qualifications

• ACAMS certification or other relevant AML qualification

About the Company

State Street is one of the largest custodian banks, asset managers, and asset intelligence companies in the world. We provide investment servicing, data & analytics, investment research & trading, and investment management to institutional clients globally, helping them safeguard and steward investments for millions of people.